LATEST POSTS
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Do you charge or receive external compensation for the sale of securities?
No. We do not charge or receive commission or mark-up on a client securities transaction, nor do we receive “trailer” or SEC Rule 12-b fees from an investment company we may recommend when we are engaged to provide portfolio management services. Fees charged by insurers are detailed in prospectus or product descriptions and you are…
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Are there multiple categories of 529 plans? Where can I find additional information available to me about 529 plans?
The two categories of 529 plans are Savings Plans and Prepaid Plans. Savings plans or College Investment Plans usually have a broker (advisor) sold offering, Company direct offering or sometimes State direct offering.
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Do you offer Educational Workshops?
Yes. We offer periodic complimentary educational sessions for those desiring general advice on personal finance and investing. Topics may include issues related to general financial planning, educational funding, estate planning, retirement strategies, implications involving changes in marital status, and various other current economic or investment topics. Our workshops are educational in nature and do not…
