What we think

Do you charge or receive external compensation for the sale of securities?

by Peter J. Creedon

No. We do not charge or receive commission or mark-up on a client securities transaction, nor do we receive “trailer” or SEC Rule 12-b fees from an investment company we may recommend when we are engaged to provide portfolio management services. Fees charged by insurers are detailed in prospectus or product descriptions and you are encouraged to ready these documents before investing.